1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
(2)
|
05/26/2013 |
Common Stock
|
3,033
|
$
0.6
|
D
|
|
Stock Option (Right to Buy)
|
(3)
|
01/04/2015 |
Common Stock
|
2,000
|
$
0.9
|
D
|
|
Stock Option (Right to Buy)
|
(4)
|
12/12/2015 |
Common Stock
|
6,666
|
$
1.05
|
D
|
|
Stock Option (Right to Buy)
|
(5)
|
08/27/2017 |
Common Stock
|
5,333
|
$
6.71
|
D
|
|
Stock Option (Right to Buy)
|
(6)
|
12/10/2017 |
Common Stock
|
6,666
|
$
8.69
|
D
|
|
Stock Option (Right to Buy)
|
(7)
|
01/28/2018 |
Common Stock
|
10,000
|
$
10.5
|
D
|
|
Stock Option (Right to Buy)
|
(8)
|
06/01/2019 |
Common Stock
|
19,999
|
$
7.46
|
D
|
|
Stock Option (Right to Buy)
|
(9)
|
04/26/2020 |
Common Stock
|
20,666
|
$
10.92
|
D
|
|
Stock Option (Right to Buy)
|
(10)
|
01/25/2021 |
Common Stock
|
15,000
|
$
9.15
|
D
|
|
Stock Option (Right to Buy)
|
(11)
|
03/06/2022 |
Common Stock
|
29,000
|
$
3.56
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 22,500 Restricted Stock Units. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) restricted stock unit. |
(2) |
Option vested with respect to 25% of the shares subject thereto on May 16, 2004, and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on May 16, 2007. |
(3) |
Option vested with respect to 25% of the shares subject thereto on January 1, 2006, and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on January 1, 2009. |
(4) |
Option vested with respect to 25% of the shares subject thereto on January 1, 2007, and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on January 1, 2010. |
(5) |
Option vested with respect to 25% of the shares subject thereto on August 28, 2008, and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on August 28, 2011. |
(6) |
Option vested with respect to 25% of the shares subject thereto on November 16, 2008, and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on November 16, 2011. |
(7) |
Option vested with respect to 25% of the shares subject thereto on January 1, 2009, and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on January 1, 2012. |
(8) |
Option vests with respect to 1/24th of the shares subject thereto on each monthly anniversary of January 1, 2011, such that the option will be fully vested and exercisable on January 1, 2013. |
(9) |
Option vested with respect to 25% of the shares subject thereto on January 1, 2011, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on January 1, 2014. |
(10) |
Option vested with respect to 25% of the shares subject thereto on January 26, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on January 26, 2015. |
(11) |
Option vests with respect to 25% of the shares subject thereto on March 7, 2013, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on March 7, 2016. |