UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): June 8, 2011
Codexis, Inc.
(Exact name of Registrant as Specified in its Charter)
| Delaware | 001-34705 | 71-0872999 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
200 Penobscot Drive
Redwood City, CA 94063
(Address of Principal Executive Offices) (Zip Code)
(650) 421-8100
(Registrant’s telephone number, including area code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
EXPLANATORY NOTE
Codexis, Inc. (the “Company”) is filing this Amendment No. 1 to its Current Report on Form 8-K filed on June 14, 2011 for the sole purpose of disclosing the Company’s decision as to the frequency with which it will include non-binding, advisory votes on executive compensation in future annual meeting proxy materials.
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
As previously reported, at the 2011 annual meeting of stockholders of the Company held June 8, 2011, a majority of the shares cast voted, on an advisory basis, to hold future non-binding, advisory votes on executive compensation every three years. After consideration of the stockholder voting results, the Company has determined that future non-binding, advisory votes on executive compensation will occur every three years. The next non-binding, advisory vote on executive compensation will occur at the Company’s 2014 annual meeting of stockholders.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: October 28, 2011
| CODEXIS, INC. | ||
| By: | /s/ Douglas T. Sheehy | |
| Name: | Douglas T. Sheehy | |
| Title: | Senior Vice President, General Counsel and Secretary | |