UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): June 20, 2013
 
Codexis, Inc.
(Exact name of Registrant as Specified in its Charter)
 
 
 
 
 
 
Delaware
 
001-34705
 
71-0872999
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
200 Penobscot Drive
Redwood City, CA 94063
(Address of Principal Executive Offices) (Zip Code)
(650) 421-8100
(Registrant’s telephone number, including area code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 5.07.
Submission of Matters to a Vote of Security Holders.
Codexis, Inc. (the “Company”) held its Annual Meeting of Stockholders on June 20, 2013 in Redwood City, California. The results of the matters voted on by the Company’s stockholders are set forth immediately below.
Proposal 1
To elect three (3) Class III Directors to the Company’s Board of Directors to hold office for a three-year term expiring at the 2016 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified or their earlier resignation or removal:
 
 
 
Number of Votes
Name of Nominee
 
For
 
Withheld
 
Broker Non-Votes
Byron L. Dorgan
 
20,426,283
 
3,694,176
 
7,353,601
Pedro I. Mizutani
 
20,158,948
 
3,961,511
 
7,353,601
Dennis P. Wolf
 
20,420,089
 
3,700,370
 
7,353,601
Proposal 2
To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013:
 
Number of Votes
For
 
Against
 
Abstain
31,282,720
 
170,905
 
20,435
 





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 21, 2013
 
 
 
 
CODEXIS, INC.
 
 
By:
 
/s/ Douglas T. Sheehy
Name:
 
Douglas T. Sheehy
Title:
 
Senior Vice President, General Counsel and
 
 
Secretary